Paul Aguggia focuses his practice on public and private capital raising transactions, corporate reorganizations and restructurings, mergers and acquisitions, federal securities reporting, federal and state securities compliance matters and general corporate law. He provides strategic advice and counsel to public and private companies.

Mr. Aguggia also advises private investors, including private equity funds and hedge funds. He has experience with proxy contests and shareholder relations matters. Mr. Aguggia frequently advises boards of directors and committees of boards of directors on corporate governance matters, including compliance with the provisions of Sarbanes-Oxley.

Mr. Aguggia has extensive experience in the representation of financial institutions and has frequently represented mutual financial institutions with respect to mutual-to-stock conversions, mutual holding company reorganizations, charter choice and depositor/member issues.

Education

  • Duke University School of Law, J.D. (1988)
  • Colgate University, B.A. (1985)

Bar Admissions

  • Not Licensed in Georgia
  • District of Columbia
  • New York

Who We Are

What fully engaged means to me:

Financial institutions are operating in an increasingly challenging and dynamic environment. The firm is fully engaged in providing me with the tools necessary to assist and better advise my clients.

Suite 900, 607 14th Street, NW
Washington, DC, 20005-2018
USA
t +1 202.508.5812
f +1 202.204.5630
Suite 2800, 1100 Peachtree Street
Atlanta, GA, 30309-4528
USA
t +1 404.745.2521

Paul M. Aguggia

Experience Highlights

Mutual holding company reorganization of Clifton Savings Bank SLA and IPO by newly formed holding company
Represented Clifton Savings Bank SLA in its mutual holding company reorganization and the related $137.4 million initial public offering by its newly more
Multiple financings by Provident Bankshares Corporation
Represented Provident Bankshares Corporation in its $64.8 million private placement of convertible preferred stock and common stock and a $50.0 more
Advised credit union on charter choices and capital alternatives
Advised credit union with respect to consideration of charter alternatives and opportunities to raise equity capital. more
Underwriter's counsel for Sandler O'Neill + Partners L.P. in a $161.2 million public offering
Represented underwriter, Sandler O'Neill + Partners L.P., in the follow-on public offering of $161.2 million of common stock by National Penn more